"Administrative Measures for Entry and Exit of Commercial Units"

Notice on Printing and Distributing the "Measures for the Administration of Entry into and Exit from Operation of Generator Sets" by the dispatched agencies, State Grid Corporation of China, China Southern Power Grid Corporation, Huaneng, Datang, Huadian, Guodian, China Power Investment Corporation, Inner Mongolia Power Company, and related power companies:

Since the “New Generation Units Entering the Commercial Operation Management Approach (Trial)” (No. 40 of 2007) was issued and issued, the newly-established generator set has been gradually transferred to commercial operations. I will revise this approach on the basis of summarizing the pilot experience of the scheme and fully listening to the views of relevant parties. The amended "Administrative Measures for the Entry and Exit of Commercial Power Generation Units" is hereby issued to you. Please follow the implementation. If you have any questions or suggestions during the implementation, please inform the Electricity Regulatory Commission in time.

October 12th, 2001 Regulations for entering and exiting commercial operations of generating units Chapter I General Provisions Article 1 To standardize new construction (including expansion and reconstruction, collectively referred to as new construction below), the generator set enters commercial operation and the in-service crew exits the business. Operational management, safeguarding the legitimate rights and interests of power companies and power users, and promoting the safe and stable operation of power systems. These Measures are formulated in accordance with the Regulations on Electricity Supervision and the relevant regulations of the State.

Article 2 The present Measures are applicable to firepower, water power, and wind power generating units that have been approved for the grid operation at the prefecture (city) level and above in accordance with relevant state regulations.

Other types of generator sets can be implemented by referring to this method according to the corresponding technical acceptance procedures.

Article 3 The related work of the generator set entering and exiting commercial operations shall adhere to the principles of openness, fairness, impartiality and high efficiency.

Chapter II Procedures and Requirements for New-Generation Units and Grid Commissioning Procedures Article 4 The following working procedures shall be followed for the new grid-connected generator sets to be commissioned:

(1) Before the unit is connected to the grid for the first time, the power generation enterprise shall notify the relevant power dispatching organization (or power grid enterprise, the same below) of the progress of construction and commissioning.

(2) The power generation enterprise and the power dispatching agency shall sign an on-grid dispatching agreement, and shall submit an application for the on-grid commissioning and commissioning operation to the relevant power dispatching organization according to the agreement, and copy the corresponding power supervision agency.

(3) The power dispatching agency arranges grid-connected commissioning within 10 working days after receiving the application from the power generation enterprise. The relevant tests involving the safe and stable operation of the power grid shall, in principle, be completed within 20 days of the application from the power generation enterprise. If the power dispatching organization fails to arrange in time or fails to complete the grid-connected commissioning operation on time, it shall explain the reasons in writing to the power generation enterprise and make a copy to the corresponding power regulatory agency for filing.

Article 5 The operation of grid-connected generators in commissioning and operation shall comply with the relevant provisions of the State Grid Commission of Electricity Regulations (Trial).

Chapter III Conditions and Procedures for the Establishment of New Units Entering Commercial Operation Article 6 The following work shall be completed before the new generating units are brought into commercial operation: Newly built thermal power generating units shall follow the "Proposed Commissioning and Acceptance Regulations for Thermal Power Construction Projects" (DL/T5437-2009). ) It is required to complete the trial run of the division and the whole set of trial run. Newly built hydro-power generating units are required to complete the continuous operation and reliable operation with the load according to the requirements of the “Regulations for Checking the Basic Construction Projects of Hydropower Stations” (DL/T 5123-2000). The new wind power project will be completed according to the “Regulations for Acceptance of Construction Projects of Wind Farm Projects” (DL/T5191-2004).

Article 7 Newly built generating units entering commercial operations shall meet the following conditions:

(I) Signed the unit to start acceptance check-in or letter of approval.

(2) Completion of the necessary test items for grid-connected operation. The power dispatching agency has confirmed that the generator set and access system equipment (devices) meet the technical requirements for grid safe and stable operation and dispatch management requirements.

(3) The safety assessment of grid-connected organizations organized by the power regulatory agencies.

(4) Signing the grid-connected dispatching agreement and the purchase and sale of electricity contracts (or direct contracts for large users), and report to the appropriate power regulatory agency for the record.

(5) Obtaining electric power business license (power generation).

(6) Hydropower dams have been registered or filed by institutions recognized by the State.

Article 8: Procedures for the creation of a new generating unit to enter commercial operations:

(1) After the generator set has been debugged and connected to the network to meet the specified conditions, it submits the application for entering commercial operations and related documents to the corresponding power regulatory agency.

(2) Completion of the audit within 10 working days after the power regulatory agency has accepted the power generation enterprise application and related documents. If the electric power regulatory agency finds that it meets the conditions, it will issue a written opinion (hereinafter referred to as the “commercial transfer opinion”) for agreeing to build a new generating unit into commercial operation, and notify relevant grid companies.

Article 9 The relevant parties shall complete the relevant work within 90 days after the new generator set meets the requirements of Article 6 and obtain the opinions of the business transfer.

Article 10 The newly-built hydropower and thermal power units shall be included in the scope of compensation assessment for grid-connected operation management and auxiliary service management when the grid-connected commissioning operation meets the requirements of Article 6 and the renewable energy generators other than hydropower are included in the date of grid-connected power generation. .

Chapter IV Settlement of On-grid Electricity during Commissioning and Operation Period of Newly-built Units Article 11. The newly established generating units shall, within the 90 days after they meet the requirements of Article 6, obtain commercial circulation opinions, and shall meet the requirements from the time when the units are first connected to the network during the commissioning and operation period. The time limit for six requests is only. If the power generation enterprise fails to obtain commercial opinion within 90 days after meeting the requirements of Article 6 within its own time, it shall start from the time when the unit is first connected to the grid within the commissioning period and reach the 24 o'clock on the day of obtaining the opinion letter.

Article 12 The on-grid electricity price (commissioned as the commissioning price) during the commissioning period of newly-built generator sets shall be implemented in accordance with a certain percentage of the on-grid electricity price of the local coal-fired generating units. Among them, hydropower is implemented in accordance with 50%, and thermal power is implemented in accordance with 80%. Renewable energy generators other than hydropower will implement on-grid tariffs approved by price authorities from the date of grid-connected power generation. During the commissioning period, if the country adjusts the benchmark on-grid tariff, the commissioning price after the timing of price adjustment shall be implemented in proportion to the adjusted price.

Article XIII of the new generator set commissioning period of 50% of the funds into the grid-connected power plant auxiliary service compensation funds, and the rest included in the power grid company income. Power grid enterprises should do a good job in the statistical work of the difference funds, manage the use of supplementary service compensation funds in accordance with regulations, and file them with the corresponding power regulatory agencies on an annual basis.

The newly-commissioned generator set commission period difference fund refers to the surplus part formed due to the difference between the new generator set commissioning power price and the on-grid tariff set by the government price authority, and is calculated according to the following formula:

The new generator set commissioning period difference funds = (on-grid tariff set by the government price authority - commissioning price) × commissioning operation on-grid electricity.

Article 14 In areas where no supplementary service compensation mechanism has yet been established, 50% of the newly-commissioned generator set's commissioning period balance fund shall be compensated annually to the power generation enterprises that provide auxiliary services for the new generator set's commissioning operations. The specific compensation measures shall be provided by the power grid company. Business related power generation companies proposed to report to the corresponding power regulatory agencies for the record.

Chapter V Conditions and Procedures for In-service Units withdrawing from Commercial Operation Article 15 When an in-service generating unit needs to suspend commercial operations for any reason, it may apply to the corresponding power regulatory agency for withdrawal.

Article 16 Before the in-service generator set exits commercial operation, it shall complete the liquidation and cancellation of related contracts and agreements with relevant parties.

Article 17 The power regulatory agency shall make a decision to withdraw from commercial operations in accordance with relevant state policies, system operation, and the status of power generation companies.

Article 18 After a generator set in service is withdrawn from commercial operations, it will no longer perform compensation for grid-connected operation management and auxiliary service management.

Article 19 If a generator unit withdrawing from commercial operation enters commercial operations again, it shall perform the conditions and procedures for the new unit to enter commercial operations and implement relevant provisions for settlement in accordance with the present Measures.

Chapter 6 Supplementary Provisions Article 20 When a power generation enterprise, a power grid enterprise, or a power dispatching agency disputes a generator unit entering or exiting a commercial operation, it shall negotiate a settlement based on the principles of equality, voluntariness, and good faith; if no agreement is reached, the power The regulatory agency conducts coordination and adjudication in accordance with relevant regulations.

Article 21 The agencies dispatched by the State Electricity Regulatory Commission may, in accordance with the present Measures, refine the relevant provisions or formulate the detailed implementation rules in accordance with the actual conditions of the jurisdiction.

Article 22 These Measures shall come into force on November 1, 2011. The Measures for the Administration of New Generation Units Entering Commercial Operations (for Trial Implementation) (No. 40 [2007]) was abolished at the same time.